Nuestros servicios

In an increasingly demanding regulatory environment, implementing a robust Crime Prevention Model (CPM) is not just a legal requirement under Law 20.393 (Chile); it is a strategic asset that safeguards your company’s integrity and reputation.

Our approach combines legal expertise with a practical business perspective, ensuring that compliance acts as an enabler for growth rather than a hurdle.

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Key Services:

• Risk Assessment & Matrix: Identification of specific vulnerabilities based on your industry and corporate structure.

• Policy & Control Design: Development of prevention manuals, due diligence protocols, and tailored Codes of Ethics.

• Whistleblowing Channels: Implementation and management of secure, confidential reporting systems.

• Corporate Training: Specialized training for directors, executives, and staff to foster a culture of integrity.

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The precious metals sector faces unprecedented regulatory scrutiny. My specialized consulting helps organizations navigate the complex requirements of the LBMA (London Bullion Market Association) and OECD Due Diligence Guidance, ensuring that gold and other precious metals are sourced ethically and remain conflict-free.

I provide technical expertise and on-the-ground experience, translating global protocols into secure and transparent local operations.

Specialized Services:

• Responsible Sourcing Guidance Implementation: Full alignment with LBMA standards and OECD Due Diligence frameworks.

• Site Visits & Supply Chain Audits: On-site verification of counterparties and collection centers to mitigate risks at the source.

• Traceability & Enhanced Due Diligence: Designing robust control systems to guarantee the legitimate origin of all materials.

• Audit Readiness: Comprehensive support to prepare your organization for successful international certification and external audits.

 

The Expertise Advantage: Leveraging a deep background in the industry and a Postgraduate Diploma in Corporate Law, I have spearheaded compliance frameworks for major global players (such as StoneX), conducting critical field visits in complex jurisdictions to ensure strict adherence to international protocols.

In a globalized and interconnected market, conducting thorough research on who you do business with is the best defense against fraud and legal sanctions. My Due Diligence services provide the clarity required for strategic decision-making, ensuring your organization is protected from involvement in illicit activities.

I offer specialized expertise in high-complexity sectors with intensive capital flows, such as the precious metals market, where traceability and the ultimate source of funds are paramount.

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Key Services:

• Know Your Customer & Business (KYC/KYB): Comprehensive background checks on individuals and legal entities.

• AML/CFT Prevention Manuals: Design and implementation of internal policies aligned with FATF recommendations and local regulatory frameworks.

• Counterparty Monitoring: Identification of Politically Exposed Persons (PEPs) and screening against international sanction lists (OFAC, UN, etc.).

• Compliance Audits: Independent evaluation of the effectiveness of your current control systems.

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My methodology is built upon the OECD Five-Step Framework, specifically tailored to the unique complexities of the precious metals industry. We go beyond "paper-based" compliance to validate the operational reality at every stage of the chain.

1. Onboarding & Screening (KYC/KYB): Comprehensive Identification of Ultimate Beneficial Owners (UBO), international sanction list screening, and corporate structure analysis.

2. Supply Chain Mapping: Traceability analysis from the mine site (ASM or Large-Scale Mining) to the export point, evaluating the legitimacy of every intermediary involved.

3. Risk-Based Assessment (Red Flags): Identification of warning signs related to Conflict-Affected and High-Risk Areas (CAHRAs), human rights abuses, money laundering, or illegal mining.

4. On-Site Verification (Field Visits): Physical audits at collection centers and mine sites to ensure that declared controls are effectively implemented on the ground.

5. Reporting & Continuous Monitoring: Delivery of detailed risk assessment reports and the establishment of an ongoing monitoring system to detect any shifts in a counterparty's risk profile.